Regulation & law · 10/10/2018Updated: 10/17/2026 · 1 min read

Nasdaq Stock Market LLC Filing for Rule Change to Align Processes with Nasdaq PHLX LLC

Summary

Nasdaq Stock Market LLC has filed a proposed rule change with the Securities and Exchange Commission to align its investigatory and disciplinary processes with those of Nasdaq PHLX LLC, with the change taking effect immediately.

Original source language: Federal Register — All DocumentsOpen original release →

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