Regulation & law · 28/12/2018Updated: 10/17/2026 · 1 min read

FINRA Filing Notice: Proposed Rule Change to Modify Fees and Credits for Retail Participants

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to modify certain fees and credits applicable to FINRA/Nasdaq TRF retail participants, effective immediately

Original source language: Federal Register — All DocumentsOpen original release →

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