Regulation & law · 13/09/2017Updated: 10/17/2026 · 1 min read
National Securities Clearing Corporation Receives No Objection to Expansion of Family-Issued Securities Charge
Summary
The National Securities Clearing Corporation has submitted a notice of no objection to an advance notice from the Self-Regulatory Organizations to expand the application of the family-issued securities charge, as outlined in the proposed rule
Original source language: Federal Register — All DocumentsOpen original release →