Regulation & law · 02/11/2017

NYSE American LLC Files Proposed Rule Change to Update Trading Halt Auctions and Limit Up-Limit Down Plan

NYSE American LLC has submitted a proposed rule change to the SEC, aiming to modify exchange rules 7.10E, 7.11E, 7.31E, and 7.35E to exclude trading halt auctions from review, align with the Limit Up-Limit Down NMS plan, and enhance auction information and procedures.