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Regulacje i polityka gospodarcza · 29/11/2017

Nasdaq PHLX LLC Filing for New Rule Change on Investigatory and Disciplinary Processes

Nasdaq PHLX LLC has filed a proposed rule change with the SEC to adopt investigatory and disciplinary processes similar to those of Nasdaq BX, Inc. and The Nasdaq Stock Market LLC, with immediate effectiveness.

Source: Federal Register — All DocumentsOpen original release →