Regulacje i polityka gospodarcza · 03/10/2016

SEC Announces Effective Date for Refund in Section 206 Proceeding

The Securities and Exchange Commission (SEC) has set an effective date for a refund in a proceeding related to Section 206, a provision of the Sarbanes-Oxley Act. The refund is part of a larger settlement agreement with a company, including a $10 million fine and other terms.