Regulation & law · 13/10/2016

Bats Exchanges Receive Approval for Regulatory Responsibility Plan

The Financial Industry Regulatory Authority (FINRA) has approved a plan to allocate regulatory responsibilities among Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., and Bats EDGX Exchange, Inc., as outlined in a proposed rule pursuant to Rule 17d-2.