Regulation & law · 15/11/2016Updated: 10/17/2026 · 1 min read

NASDAQ Stock Market LLC Filing for New Cease and Desist Authority Rules

Summary

NASDAQ Stock Market LLC has filed a proposed rule change to adopt cease and desist authority rules, which will take effect immediately, in an effort to enhance its regulatory framework and improve market integrity.

Original source language: Federal Register — All DocumentsOpen original release →

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