Regulation & law · 29/12/2016

Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Retention of Jurisdiction Over Members and Persons Associated with Members Upon Termination, Revocation, or Cancellation of Membership or Association Thereof

Investors Exchange LLC has filed a proposed rule change with the SEC regarding the retention of jurisdiction over members and associated persons after membership termination, revocation, or cancellation, which is set to take effect immediately