Market regulation · 12/08/2016

CFTC Proposes Amendments to Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

The Commodity Futures Trading Commission is proposing changes to its regulations regarding the annual reports of Chief Compliance Officers for futures commission merchants, swap dealers, and major swap participants, aiming to clarify filing requirements and grant extensions for these reports.

Original source language: Federal Register — CFTCOpen original release →

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