Regulation & law · 16/09/2015Updated: 10/17/2026 · 1 min read

FINRA Extends Deadline for Review of Proposed TRACE Rule Change

The Financial Industry Regulatory Authority (FINRA) has extended the review period for a proposed rule change requiring an indicator when a TRACE report does not reflect a commission or mark-up/mark-down, originally set to expire on October 17, 2023.