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Regulacje i polityka gospodarcza · 16.09.2015

AlphaClone, Inc., et al.; Notice of Application

Summary of Application: Applicants request an order that would permit (a) series of certain open-end management investment companies to issue shares ("Shares") redeemable in large aggregations only ("Creation Units"); (b) secondary market transactions in Shares to occur at negotiated market prices rather than at net asset value ("NAV"); (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares. Applicants: AlphaClone, Inc. ("AlphaClone"), ETF Series Solutions ("Trust") and Quasar Distributors, LLC ("Quasar"). Filing Dates: The application was filed on May 26, 2015, and amended on August 18, 2015. Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hear

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