Regulation & law · 06/10/2015
FINRA Proposes Plan to Allocate Regulatory Responsibilities Among Multiple Exchanges
The Financial Industry Regulatory Authority (FINRA) has filed a proposed plan to allocate regulatory responsibilities among multiple exchanges, including BATS, BOX, CBOE, C2, CME, ISE, MIAX, NASDAQ, NYSE, and others. The plan aims to streamline regulatory oversight and improve market efficiency.
Original source language: Federal Register — All DocumentsOpen original release →
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