Regulation & law · 06/10/2015Updated: 10/17/2026 · 1 min read
FINRA Proposes Rule Change for Clearing-Only Reports to FINRA Equity Trade Reporting Facilities
Summary
The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to submit 'clearing-only, non-regulatory reports' to its Equity Trade Reporting Facilities, effective immediately