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Regulation & law · 04/11/2015

NYSE Regulators Approve Plan for Allocating Regulatory Responsibilities Among Multiple Exchanges

The Financial Industry Regulatory Authority (FINRA) has approved an amendment to a plan that allocates regulatory responsibilities among various stock exchanges, including NYSE MKT LLC, BATS Exchange, Inc., and the Chicago Board Options Exchange, Inc.

Original source language: Federal Register — All DocumentsOpen original release →

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