Regulation & law · 04/11/2015
NYSE Arca, NASDAQ OMX PHLX, and Other Exchanges Approve Plan for Regulatory Responsibilities Allocation
The NYSE Arca, NASDAQ OMX PHLX, and other exchanges have approved an amendment to their plan for allocating regulatory responsibilities, as required by Rule 17d-2, following a filing with the Financial Industry Regulatory Authority (FINRA) and a court order
Original source language: Federal Register — All DocumentsOpen original release →
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