Regulation & law · 12/11/2015Updated: 10/17/2026 · 1 min read

FINRA Proposes Rule Change Requiring Mandatory Business Continuity and Disaster Recovery Testing

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change requiring member firms to participate in regular business continuity and disaster recovery testing, effective immediately

Original source language: Federal Register — All DocumentsOpen original release →

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