Regulation & law · 09/12/2015

NYSE MKT LLC Files Proposed Rule Change to Distinguish Between Retail Orders Routed on Behalf of Other Broker-Dealers and Introduced Retail Accounts

NYSE MKT LLC has filed a proposed rule change with the SEC to distinguish between retail orders routed on behalf of other broker-dealers and retail orders routed on behalf of introduced retail accounts carried on a fully disclosed basis, effective immediately