Market regulation · 28/07/2014

SEC Grants Limited Exemptions to First Trust Dorsey Wright International Focus 5 ETF from Exchange Act Rule 10b-17 and Regulation M

The US Securities and Exchange Commission has granted limited exemptions to First Trust Dorsey Wright International Focus 5 ETF from certain provisions of the Exchange Act Rule 10b-17 and Regulation M, allowing the ETF to engage in certain trading activities without complying with these rules.