Market regulation · 05/08/2014Updated: 10/17/2026 · 1 min read

Municipal Securities Rulemaking Board Filing Proposed Rule Changes for Municipal Advisors, Brokers, and Dealers

The Municipal Securities Rulemaking Board has filed proposed rule changes related to the supervision and compliance obligations of municipal advisors, as well as amendments to rules governing books and records for brokers, dealers, and municipal securities dealers.

Original source language: Federal Register — SECOpen original release →

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