Market regulation · 09/10/2014

SEC Grants Limited Exemptions to ProShares Morningstar Alternatives Solution ETF for Insider Trading Rule Compliance

The US Securities and Exchange Commission (SEC) has granted limited exemptions to ProShares Morningstar Alternatives Solution ETF, allowing it to comply with insider trading rules, specifically Exchange Act Rule 10b-17 and Regulation M rules 101 and 102.

Source: Federal Register — SECOpen original release →

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