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Market regulation · 16/10/2014Updated: 10/17/2026 · 1 min read

FINRA Adopts Permanent Limited Fee Waiver Pilot Program

Summary

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to adopt as permanent the Limited Fee Waiver Pilot Program, which was initially introduced as a pilot program under FINRA Rule 7730, effective immediately.

Original source language: Federal Register — SECOpen original release →

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