Market regulation · 27/10/2014

SEC Grants Limited Exemptions to Global X JP Morgan ETFs from Exchange Act Rule 10b-17 and Regulation M

The US Securities and Exchange Commission (SEC) has granted limited exemptions to Global X JP Morgan Efficiente Index and Global X JP Morgan US Sector Rotator Index ETFs from certain provisions of the Exchange Act Rule 10b-17 and Regulation M, allowing the ETFs to operate under specific conditions.