Market regulation · 03/11/2014

SEC Approves Amendment to Joint Industry Plan for Nasdaq-Listed Securities

The Securities and Exchange Commission (SEC) has approved Amendment No. 32 to the Joint Self-Regulatory Organization Plan, which governs the collection, consolidation, and dissemination of quotation and transaction information for Nasdaq-listed securities traded on exchanges with unlisted trading privileges. The plan was submitted by a group of exchanges, including BATS, Chicago Board Options, and NASDAQ OMX, among others.