Market regulation · 11/12/2014

Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securities Clearing Corporation; The Depository Trust Company; Notice of Filing of Advance Notices, as Amended, To Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated December 7, 2005

The Depository Trust Company has filed advance notices to amend and restate the shareholders agreement with Fixed Income Clearing Corporation, National Securities Clearing Corporation, and Self-Regulatory Organizations, dated December 7, 2005.