FINRA Filing Notice: Amendment to Proposed Rule Change for Customer Confirmations

Summary

The Financial Industry Regulatory Authority (FINRA) has filed an amendment to its proposed rule change regarding customer confirmations, which, if approved, will adopt FINRA Rule 2232 and delete certain existing rules, including NASD Rule 2230 and NYSE Rule 409(f)

Original source language: Federal Register — SECOpen original release →

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