Market regulation · 25/11/2013

NYSE MKT LLC Filing Notice: Proposed Rule Change to Harmonize Rule 61(a)(iii)-Equities

NYSE MKT LLC has filed a proposed rule change to revise Rule 61(a)(iii)-Equities, aligning it with recent amendments to the CTA Plan and Nasdaq UTP Plan, which require reporting of odd-lot transactions on the Consolidated Tape.