Labour market · 07/12/2017

SEC Corrects Errors in PTE Documents Related to Investment Advice Fiduciaries and Employee Benefit Plans

The Securities and Exchange Commission (SEC) has corrected two errors in a document related to Best Interest Contract Exemption (PTE 2016-01), Class Exemption for Principal Transactions in Certain Assets, and Prohibited Transaction Exemption 84-24, which were published in the Federal Register on November 29, 2017.