Market regulation · 24/01/2012

FINRA to Review Proposed Rule Change on Minimum Quotation Size Requirements for OTC Equity Securities

The Financial Industry Regulatory Authority (FINRA) has initiated proceedings to determine whether to disapprove a proposed rule change aimed at amending FINRA Rule 6433, which sets minimum quotation size requirements for over-the-counter (OTC) equity securities.

Source: Federal Register — SECOpen original release →

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