Regulacje i polityka gospodarcza · 21/09/2009

FINRA Approves Rule Changes to Enhance Disclosure and Prohibition of Transactions During Trading Halts

The Financial Industry Regulatory Authority (FINRA) has approved proposed rule changes to enhance disclosure of control relationships with issuers, participation or interest in primary or secondary distribution, and prohibition of transactions, quotations, or indications of interest during trading halts, as modified by Amendment No. 1