Market regulation · 08/02/2019

Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds

The OCC, Board, FDIC, SEC, and CFTC are seeking public comment on proposed changes to regulations limiting proprietary trading and relationships with hedge funds and private equity firms, which would exempt firms with $10 billion or less in assets and allow certain banking entities to share names with these funds.