Regulacje i polityka gospodarcza · 01/10/2008

FINRA Approves Rule Changes for Consolidated Rulebook and Membership Waiver Process

The Financial Industry Regulatory Authority (FINRA) has approved several proposed rule changes, including the adoption of new rules and the repeal of existing ones, as part of the development of its consolidated rulebook. The changes aim to improve the membership waiver process for certain New York Stock Exchange (NYSE) members and update the general standards, commercial honor, and principles of trade for the industry.