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Regulation & law · 23/10/2008

SEC Approves Plan for Allocation of Regulatory Responsibilities Among Major US Exchanges

The US Securities and Exchange Commission (SEC) has approved an amendment to a plan that allocates regulatory responsibilities among major US stock exchanges, including the American Stock Exchange LLC, BATS Exchange, Inc., and the New York Stock Exchange, LLC.

Original source language: Federal Register — All DocumentsOpen original release →

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