Regulation & law · 01/12/2008

Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc.

The International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. have filed a proposed plan to allocate regulatory responsibilities between the two organizations, pursuant to Rule 17d-2. The plan aims to establish a framework for the delegation of regulatory authority.