Regulation & law · 29/12/2008
FINRA Approves Rule Change to Enhance Disqualification Criteria for Applicants and Members
The Fixed Income Clearing Corporation, a self-regulatory organization, has received approval from FINRA to implement new rules that strengthen disqualification criteria for applicants and existing members, aiming to improve market integrity and protect investors.
Original source language: Federal Register — All DocumentsOpen original release →