Energia i regulacje · 26/10/2009

SEC Withdraws Regulatory Guides 4.5 and 4.6, Ending Guidance for Investment Advisers

The U.S. Securities and Exchange Commission (SEC) has withdrawn its Regulatory Guides 4.5 and 4.6, which provided guidance on investment adviser advertising and solicitation practices, effective immediately

Source: Federal Register — Nuclear Regulatory CommissionOpen original release →

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