Regulation & law · 01/10/2007Updated: 10/17/2026 · 1 min read
SEC Cancels Registration of Transfer Agent, Fidelity Investments, Amidst Ongoing Investigation
Summary
The US Securities and Exchange Commission (SEC) has issued an order cancelling the registration of Fidelity Investments as a transfer agent, following an ongoing investigation into the company's handling of customer accounts and potential misappropriation of funds.
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