Regulation & law · 26/10/2007Updated: 10/17/2026 · 1 min read

FINRA Proposes Rule Change to Update NASD Rule 3210 in Response to SEC's SHO Delivery Requirements Amendments

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change to amend NASD Rule 3210 in light of the Securities and Exchange Commission's (SEC) recent amendments to Regulation SHO delivery requirements.