Regulacje i polityka gospodarcza · 06/11/2006

SEC Exempts Certain Sub-Penny Trade-Throughs From Rule 611 of Regulation NMS

The Securities and Exchange Commission (SEC) has issued an order exempting certain sub-penny trade-throughs from Rule 611 of Regulation NMS, a provision of the Securities Exchange Act of 1934, allowing these transactions to occur without the need for additional approval or notification.