Regulacje i polityka gospodarcza · 08/12/2006

SEC Delegates Authority to Chief Administrative Law Judge to Discontinue Administrative Proceedings

The Securities and Exchange Commission is amending its rules to grant the Chief Administrative Law Judge the authority to issue orders to discontinue administrative proceedings in cases where a respondent has died, cannot be found, or has been mistakenly identified, with the goal of conserving Commission resources and expediting the resolution of administrative proceedings.