Market regulation · 08/07/2020
CFTC Adopts Final Rule Prohibiting Exemptions for Commodity Pool Operators and Trading Advisors with Certain Statutory Disqualifications
The Commodity Futures Trading Commission has finalized a rule that bars individuals with certain statutory disqualifications from claiming exemptions for commodity pool operators and trading advisors, requiring them to disclose any such disqualifications if they seek registration with the Commission.