Regulation & law · 11/12/2002Updated: 10/17/2026 · 1 min read
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. and Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Establishing Effective Dates for Certain Provisions of NASD Rule 2711, Research Analysts and Research Reports and Certain Provisions of NYSE Rule 472, Communications With the Public
Summary
The National Association of Securities Dealers, Inc. and the New York Stock Exchange, Inc. have jointly filed proposed rule changes with the SEC to establish effective dates for certain provisions of NASD Rule 2711 and NYSE Rule 472, which pertain to research analysts, research reports, and communications with the public.
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