Regulacje i polityka gospodarcza · 07/09/2001

Morgan Stanley Dean Witter & Co. Incorporated Seeks Individual Exemption to Modify Prohibited Transaction Exemption 97-08

Morgan Stanley Dean Witter & Co. Incorporated is seeking an individual administrative exemption from the Department of Labor to modify Prohibited Transaction Exemption 97-08, which would allow a U.S. affiliate of a foreign broker-dealer to guarantee obligations related to certain securities lending and principal transactions.