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Regulation & law · 05/12/2001Updated: 10/17/2026 · 1 min read

National Association of Securities Dealers, Inc. Approves Proposed Rule Change for Clearing Members Reporting Requirements

Summary

The National Association of Securities Dealers, Inc. has approved a proposed rule change and amendments to its rules, requiring clearing members to report certain information, as part of its ongoing efforts to enhance transparency and compliance in the securities industry.

Original source language: Federal Register — All DocumentsOpen original release →

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