Regulacje i polityka gospodarcza · 31/12/2001

FinCEN Proposes Amendment to Bank Secrecy Act Regulations Requiring Broker-Dealers to Report Suspicious Transactions

The Financial Crimes Enforcement Network (FinCEN) is proposing a rule amendment to require brokers and dealers in securities to report suspicious transactions to the US Department of the Treasury, as part of the Treasury's counter-money laundering program, following three previous proposals targeting other financial institutions.