Bankowość · 09/12/2003

OCC Revises Regulations for National Banks with Securities Registered Under the Securities Exchange Act of 1934

The Office of the Comptroller of the Currency is updating its rules to align with changes to the Securities Exchange Act of 1934, allowing it to oversee reporting and disclosure requirements for national banks with securities registered under the act, as well as revising disclosure rules for national banks issuing securities not subject to the Securities Act of 1933.