Regulacje i polityka gospodarcza · 22/12/1998

Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products

The Securities and Exchange Commission is adopting an amendment to Rule 19b-4 under the Securities Exchange Act of 1934, allowing self-regulatory organizations to list and trade new derivative securities products without submitting a proposed rule change. This change enables self-regulatory organizations to utilize their existing rules and procedures to list and trade these products.