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Regulacje i polityka gospodarcza · 30.12.1997

Net Capital Rule

The Securities and Exchange Commission (``Commission'') is proposing for comment amendments to Rule 15c3-1 (``net capital rule'' or ``Rule'') under the Securities Exchange Act of 1934 (``Act''), regarding the Commission's capital requirements for broker-dealers. The proposed amendments, if adopted, would alter the charges, or ``haircuts,'' from net worth in computing net capital for certain interest rate instruments, including government securities, investment grade nonconvertible debt securities, certain mortgage-backed securities, money market instruments, and debt-related derivative instruments.

Source: Federal Register — All DocumentsOpen original release →