Market regulation · 20/02/1998

CFTC Proposes Amendments to Risk Disclosure Rules for Futures Commission Merchants and Introducing Brokers

The Commodity Futures Trading Commission (CFTC) published proposed amendments to its rules on September 10, 1997, to relieve futures commission merchants (FCMs) and introducing brokers (IBs) from mandatory risk disclosure obligations to certain customers, effective sixty days later on November 10, 1997.