Market regulation · 24/09/1998
CFTC Proposes Amendments to Temporary License Rules for Futures Industry Professionals
The Commodity Futures Trading Commission (CFTC) is proposing changes to its rules regarding temporary licenses for certain individuals in the futures industry. The proposed amendments would allow the National Futures Association (NFA) to grant temporary licenses to applicants who have answered 'yes' to a disciplinary history question, currently making them ineligible.